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US-NY: New York-Vice President, External Wholesaler Managed Account...
Started JobCircle.Com · Date: Sep 19, 2008 14:32 · 1 post(s)
US-NY: New York-Compliance Associate
Started JobCircle.Com · Date: Sep 19, 2008 05:03 · 1 post(s)
US-NY: New York-Investment Management
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US-NY: New York-Investment Management
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US-NY: New York-Financial Services Industries - Banking Tax Senior...
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US-NY: New York-Vice President - Client Support
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US-NJ: Roseland-DEPARTMENT MANAGER (Financial Reporting)
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US-NY: New York-PIM Compliance Officer
Started JobCircle.Com · Date: Sep 10, 2008 14:27 · 1 post(s)
US-NY: New York-Counsel, Equities
Started JobCircle.Com · Date: Sep 10, 2008 14:27 · 1 post(s)
US-NY: New York-ERISA and Fiduciary Compliance Officer
Started JobCircle.Com · Date: Sep 9, 2008 14:29 · 1 post(s)
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US-NY: New York-Vice President, External Wholesaler Managed Account...
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 19, 2008 14:32

...Start Date: 2008-09-19 Company Name: Fidelity Investments Contact: Recruiter Phone: ...: National Financial (NF), a Fidelity Investments company, offers Integrated Brokerage Solutions to ... retail broker/dealers to institutional investment firms. Collectively, there are over ... October 31, 2007. Fidelity offers investment management, retirement planning, brokerage, and ... is the largest mutual fund company in the United States, the ...
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US-NY: New York-Compliance Associate
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 19, 2008 05:03

... Rate: - Job Length: full time Start Date: 2008-09-19 Company Name: The Execu|Search Group Contact: Gregory Saukulak Phone: email ... responding to SEC inquiries and audits Required Skills: - 1-5 years investment advisory compliance experience - Knowledge of Investment Advisers Act of 1940, the Investment Company Act of 1940 and the Securities Act of 1933 - Strong Excel skills Please refer to Job ...
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US-NY: New York-Investment Management
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 15, 2008 14:25

...JobCircleJobFairs.com?source=ng ************************************************************** Job Title: Investment Management Job Location: NY: New York... time Start Date: 2008-09-15 Company Name: Bostonian Personnel Contact: HR Phone...please Fax: email only please Description: Investment Management Position ID: 2008-5807 ... will have strong Investment Company Act and Investment Advisors Act experience....
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US-NY: New York-Investment Management
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 12, 2008 14:42

...JobCircleJobFairs.com?source=ng ************************************************************** Job Title: Investment Management Job Location: NY: New York... time Start Date: 2008-09-12 Company Name: Bostonian Personnel Contact: HR Phone...please Fax: email only please Description: Investment Management Position ID: 2008-5807 ... will have strong Investment Company Act and Investment Advisors Act experience....
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US-NY: New York-Financial Services Industries - Banking Tax Senior...
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 11, 2008 14:33

... time Start Date: 2008-09-11 Company Name: Deloitte Contact: Human Resources Phone...implication for almost every transaction a company undertakes, from trading to acquisition to.... Even the most sophisticated global companies often struggle with balancing compliance details...") have the perspective to help companies understand national, state and local ... as Hedge Funds, Banking, Securities, Investment Companies, and Capital Markets. As a...
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US-NY: New York-Vice President - Client Support
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 11, 2008 05:03

...Length: full time Start Date: 2008-09-11 Company Name: The Execu|Search Group Contact: Gregory Saukulak... and markets - Participate in the firms new investments committee - Work directly with the middle/back office ... US registered mutual fund, SEC requirements and key provisions of the SEC 1940 Investment Company Act - Understanding of international/domestic financial products (securities, foreign exchange, futures, etc...
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US-NJ: Roseland-DEPARTMENT MANAGER (Financial Reporting)
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 10, 2008 14:36

... time Start Date: 2008-09-10 Company Name: Citi Contact: Human Resources Phone:... of GAAP financial statements for entire investment partnership and offshore corporation client base...the team/business unit . Promote positive Company image in all internal and ... statements as related to unregistered investment companies . Minimum 4 years staff ... of the Organization Citis Alternative Investment Services provides an extensive range of...
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US-NY: New York-PIM Compliance Officer
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 10, 2008 14:27

...full time Start Date: 2008-09-10 Company Name: Lehman Brothers Contact: HR Phone:... * Provide compliance coverage to Private Investment Management (PIM) branch offices and functional ... activities with other areas of the Investment Management Division; * Work closely with PIM ... financial services firm with diverse businesses (e.g., broker-dealer, investment adviser, investment companies preferred); * Demonstrated analytical ability,...
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US-NY: New York-Counsel, Equities
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 10, 2008 14:27

...Pay Rate: Open Job Length: full time Start Date: 2008-09-10 Company Name: Lehman Brothers Contact: HR Phone: email only please Fax: email ... with ISDA and other derivative documentation would be valuable * Familiarity with broker/dealer regulation, Investment Advisers Act and Investment Company Act would be helpful * Ability to work in a fast-paced environment * Excellent interpersonal skills--Ability to ...
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US-NY: New York-ERISA and Fiduciary Compliance Officer
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for investment company in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 9, 2008 14:29

... time Start Date: 2008-09-09 Company Name: JPMorgan Chase Contact: Recruiter Phone:..., accounting, transfer agency and alternative investment services to pension funds, 40%%27s ... asset management business, including ERISA and Investment Company Act of 1940. * Experience with fiduciary compliance and governance around fiduciary ... fund administration,transfer agency and alternative investments * Experience with ancillary services and ...
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