US-NY: New York-AML DIRECTOR
Group: aol.neighborhood.nj.jerseycity · Group Profile · Search for gto in aol.neighborhood.nj.jerseycity
Author: JobCircle.Com
Date: Sep 10, 2008 14:23
... Officer, and to the Global Head of Anti-Money Laundering and senior management, escalating significant issues when needed; . Ensure effective oversight over PAR cross cheques (USA and Canada), working with the CPB AMLO and GTO to ensure effective oversight; . Develop overall AML policies for the One Broker/Dealer, as required, in order to address AML / AT / ES risks, including AML, CIP, CDD, regulatory reporting . Approve all exceptions to AML ...
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