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Job Title: Senior Registered Client Assoc
Job Location: NY: New York
Pay Rate: Open
Job Length: full time
Start Date: 2008-09-04

Company Name: Wachovia Corporation
Contact: HR
Phone: email only please
Fax: email only please

Description: 252765 Job Title: Senior Registered Client Assoc Location: New York,NY, New York 10119-0000 United States Hrs/Wk: 40 Employment Type: Full-Time Job Description: RESPONSIBILITIES: The Sr. Registered Client Associate provides sales practice support to the Financial Advisor. May solicit orders from clients and cold call potential clients under the direction of the Financial Advisor. Maintains contact with and provides service to less active accounts. Provides assistance to the Financial Advisor by providing account information and quotes, establishing new accounts, entering order tickets after being approved by the Financial Advisor and processing deliveries and or payments. Performs various administrative functions for Financial Advisors and Branch and Operations Managers including but not limited to typing letters, forms and reports from rough draft, as well as preparing and or originating correspondence for the Financial Advisor, which may include marketing campaigns. May originate their own correspondence on accounts with the approval of the Financial Advisor. This person handles telephone calls, requests for research reports and researches account problems. Establishes and maintains files to meet regulatory requirements, creates and produces reports and databases, and establishes and maintains filing and record keeping necessary to support sales efforts. The Sr. Registered Client Associate provides support in all phases of client service, client relationship building and account maintenance to assist the business activities of the Financial Advisors. Provides knowledge and systems support to branch personnel and training for entry level assistants. REQUIREMENTS: This person must keep current on all new corporate policies, procedures and applications. Series 7, 63 required; Series 65 required with Managed Money Accounts. 5+ years industry experience. All other duties as assigned. Mon - Fri, 8:00am - 5:00pm Wachovia

Please refer to Job code firstunion-252765 when responding to this ad.

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