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Job Title: Compliance Associate
Job Location: NY: New York
Pay Rate: -
Job Length: full time
Start Date: 2008-09-19

Company Name: The Execu|Search Group
Contact: Gregory Saukulak
Phone: email only
Fax: 212-972-0250

Description: Responsibilities for the Compliance Associate include:

- Monitoring, updating, and enforcing compliance policies and procedures
- Testing and documenting compliance policies
- Monitoring key federal and state regulatory developments
- Preparing for and responding to SEC inquiries and audits

Required Skills:
- 1-5 years investment advisory compliance experience
- Knowledge of Investment Advisers Act of 1940, the Investment Company Act of 1940 and the Securities Act of 1933
- Strong Excel skills

Please refer to Job code J49424 when responding to this ad.

For FASTEST PROCESSING of your resume, please visit http://www.jobcircle.com/classifieds/1331822.html?source=ng to apply online.

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